Compliance
Compliance Program Development
- Establishing compliance departments, including organizational structure and job descriptions.
- Developing compliance policies and procedures tailored to UAE regulations.
- Designing whistleblowing frameworks and ethical guidelines.
Regulatory Compliance & Advisory
- Assisting businesses in complying with GCC and MENA Region regulatory bodies such as:
- ISO 37301- Compliance management systems standard implementation
- Ensuring adherence to FATF, AML/CFT, anti-bribery, and corporate governance regulations.
- Conducting gap analysis and regulatory risk assessments.
Compliance Monitoring & Reporting
- Designing compliance monitoring frameworks and audit checklists.
- Developing reporting templates for regulatory filings, suspicious activity/transaction reports (SARs/STRs), and financial disclosures.
- Implementing data protection and privacy compliance
AML/CFT & Financial Crime Compliance
- Developing AML/CFT risk-based policies, procedures, and controls.
- Establishing Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) procedures.
- Preparing organizations for supervisory visits and compliance inspections
Compliance Training & Awareness
- Providing certified training on GCC and MENA Region compliance laws, AML, and corporate governance.
- Conducting workshops for employees, compliance officers, and senior management.
- Delivering ongoing awareness programs on regulatory changes and compliance best practices.
